How a business responds to change can make the difference between growth and obsolescence. The wealth management sector, in particular, is on the cusp of... The driving force behind the evolution of the wealth management industry is often attributed to emerging technologies and regulatory demands. But the average Canadian investor... Offering a better customer experience through personalization
Mass customization in wealth management, a method of meeting the individual needs of clients through efficient mass-production processes, is... The next wave of regulatory requirements link together KYC, KYP, and KYA
A lot has been written about the creation of client best interest principles or... A Year-in-Review: Wealth Management Trends in 2018
Powered by a stream of new regulatory obligations, with robo advisor technology as a catalyst, the wealth management industry... New regulatory obligations coupled with a stream of new financial services and wealth management technology continue to accelerate the evolution of the industry. Among the... CIBC World Markets Inc. (“CIBC”) to act as market access provider and custodian
Univeris announced that its Enterprise Wealth Management platform will enable trading of Platform-Traded Funds... Univeris Helps Quadrus Offer Greater Investor Transparency Through Fund Fact Sheets
Univeris announces Quadrus Investment Services, one of the largest mutual fund dealers in Canada, now delivers Fund Fact sheets to... IIROC and MFDA have published their compliance resolutions. What are your priorities?
As it relates to RegTech in Canada, regulators (MFDA and IIROC) have published their... Consistently satisfy KYC and KYP requirements with technology designed for advisors
Investors are seeing an increasing number of choice for advice, but advisors have a natural...