Answers to Common Questions

A: Univeris Enterprise is a leading and trusted wealth management software platform that seamlessly handles end-to-end operations for MFDA-registered and insurance firms. With its unified, compliance-focused platform, Univeris Enterprise lets businesses operate sophisticated digital, hybrid, and traditional models of advice with ease and efficiency.

A: Univeris Enterprise supports the following account designations: nominee name, client name, and intermediary name.

A: Univeris Enterprise offers a wide range of capabilities that facilitate efficient and effective wealth management operations. Some of the key capabilities include client onboarding, eSignature, compliance supervision, regulatory and client reporting, portfolio management, order management, and trade execution of Canadian-issued managed money products via connectivity to Fundserv and a market access provider. Other key capabilities include fee management, statement generation, tax form generation and tax remittance functions. Univeris Enterprise also offers advanced API capabilities for adding new functionalities and solutions specific to your business needs.

A: Yes. You have a number of customizations available, including but not limited to account types, products available, fees and commissions, forms, roles and permissions, and much more. You also have the option of extending your wealth management functionality through advanced APIs, which can expand the scope of your customization needs.

A: Univeris Enterprise uses a robust security framework to help ensure data is protected and adheres to privacy regulations and industry standards. Some key features include secure access and authentication, data encryption, role-based permissions, audit trails, regular security updates, intrusion detection and prevention, secure API management, and more.

A: Yes. Univeris Enterprise is designed to accommodate the growth and evolving needs of wealth management businesses, supporting increasing client bases and business expansions. Please contact us to find out all of the ways you can use Univeris Enterprise to scale and grow your business.

A: Univeris Enterprise offers efficient solutions to trade Canadian-issued mutual funds, exchange-traded funds (ETFs), platform-traded funds (PTFs), including those with U.S.-dollar purchase options. Univeris Enterprise also has the ability to trade Canadian-issued segregated funds, GICs, and alternative or exempt funds.

A: Univeris Enterprise supports Canadian-dollar-denominated and U.S.-dollar-denominated accounts.

A: Univeris Enterprise is available as a SaaS hosting solution. Please get in touch with us for information on pricing.

A: Univeris Enterprise is maintained through a combination of technology, processes, and continuous monitoring to help clients stay current and compliant within an ever-changing regulatory environment. As rules, guidelines, and regulations evolve, Univeris Enterprise will undergo updates to reflect the changes so that firms and advisors can efficiently meet their regulatory obligations.

A: Yes. You can extend your wealth management offerings using advanced APIs, allowing for more functionality when your organization’s needs evolve. The possibilities to integrate and expand your business applications are limitless with Univeris APIs, which are secure and scalable.

A: This integration is possible with APIs, but it depends on the type of data that you would like to share between your CRM and Univeris Enterprise. Please contact us for more information.

A: An implementation timeline varies from firm to firm, but our expert implementation team will work with you to install, configure, and train your employees on Univeris Enterprise and meet your expectations.

A: At Univeris, we are committed to your success. Our Professional Services team can help you tailor and expand your use of Univeris Enterprise. We know that every business operates differently. That’s why we offer a variety of service offerings—from consulting specialists, solution development, implementation services and product support—ensuring that you’re getting the most out of your investment.

A: Yes. We have an experienced client onboarding team who will consult with you to understand your onboarding and training needs.

A: Yes! We have a fully trained support team based in Canada that is committed to providing exceptional service and prompt assistance to ensure a smooth and efficient experience for our clients.