Exchange Traded Funds (ETFs) have been in existence for nearly three decades but it wasn’t until recently that they have grown in popularity. And it...
Toronto – July 11, 2019 – NEO Connect and Univeris are proud to announce that PEAK Investment Services, part of PEAK Financial Group (“PEAK”), has become the first mutual...
The next wave of regulatory requirements link together KYC, KYP, and KYA
A lot has been written about the creation of client best interest principles or...
A Year-in-Review: Wealth Management Trends in 2018
Powered by a stream of new regulatory obligations, with robo advisor technology as a catalyst, the wealth management industry...
Consistently satisfy KYC and KYP requirements with technology designed for advisors
Investors are seeing an increasing number of choice for advice, but advisors have a natural...
