In June 2018, the Canadian Securities Administrators (CSA) proposed a set of reforms calling for more rigorous client best-interest regulations. This proposal was met with...
IIROC and MFDA have published their compliance resolutions. What are your priorities?
As it relates to RegTech in Canada, regulators (MFDA and IIROC) have published their...
Traditional financial services companies are now investing tons of money into developing their own software. But should wealth management firms be following along on this...
